TY - JOUR
T1 - Joint Design of Fronthauling and Hybrid Beamforming for Downlink C-RAN Systems
AU - Kim, Jaein
AU - Park, Seok Hwan
AU - Simeone, Osvaldo
AU - Lee, Inkyu
AU - Shitz, Shlomo Shamai
N1 - Funding Information: Manuscript received July 23, 2018; revised December 10, 2018; accepted February 22, 2019. Date of publication March 5, 2019; date of current version June 14, 2019. This work was supported in part by the National Research Foundation (NRF) through the Ministry of Science, ICT and Future Planning, Korean Government, under Grant 2017R1A2B3012316. The work of S.-H. Park was supported by the NRF grant funded by the Korea government under NRF-2018R1D1A1B07040322. The work of O. Simeone was supported by the European Research Council (ERC) under the European Union Horizon 2020 research and innovative programme (grant agreement No 725731). The work of S. Shamai has been supported by the European Union’s Horizon 2020, grant agreement No. 694630. This paper was presented in part at the IEEE SPAWC 2017, Sapporo, Japan, July 2017 [1]. The associate editor coordinating the review of this paper and approving it for publication was H. R. Bahrami. (Corresponding author: Inkyu Lee.) J. Kim and I. Lee are with the School of Electrical Engineering, Korea University, Seoul 02841, South Korea (e-mail: [email protected]; [email protected]). Publisher Copyright: © 1972-2012 IEEE.
PY - 2019/6
Y1 - 2019/6
N2 - Hybrid beamforming is known to be a cost-effective and wide-spread solution for a system with large-scale antenna arrays. This paper studies the optimization of the analog and digital components of the hybrid beamforming solution for remote radio heads (RRHs) in a downlink cloud radio access network architecture. Digital processing is carried out at a baseband processing unit (BBU) in the 'cloud,' and the precoded baseband signals are quantized prior to transmission to the RRHs via finite-capacity fronthaul links. In this system, we consider two different channel state information (CSI) scenarios: 1) ideal CSI at the BBU and 2) imperfect effective CSI. The optimization of digital beamforming and fronthaul quantization strategies at the BBU as well as analog radio-frequency (RF) beamforming at the RRHs is a coupled problem since the effect of the quantization noise at the receiver depends on the precoding matrices. The resulting joint optimization problem is examined with the goal of maximizing the weighted downlink sum-rate and the network energy efficiency. Fronthaul capacity and per-RRH power constraints are enforced along with constant modulus constraint on the RF beamforming matrices. For the case of perfect CSI, a block coordinate descent scheme is proposed based on the weighted minimum-mean-square-error approach by relaxing the constant modulus constraint of the analog beamformer. Also, we present the impact of imperfect CSI on the weighted sum-rate and network energy efficiency performance, and the algorithm is extended by applying the sample average approximation. The numerical results confirm the effectiveness of the proposed scheme and show that the proposed algorithm is robust to estimation errors.
AB - Hybrid beamforming is known to be a cost-effective and wide-spread solution for a system with large-scale antenna arrays. This paper studies the optimization of the analog and digital components of the hybrid beamforming solution for remote radio heads (RRHs) in a downlink cloud radio access network architecture. Digital processing is carried out at a baseband processing unit (BBU) in the 'cloud,' and the precoded baseband signals are quantized prior to transmission to the RRHs via finite-capacity fronthaul links. In this system, we consider two different channel state information (CSI) scenarios: 1) ideal CSI at the BBU and 2) imperfect effective CSI. The optimization of digital beamforming and fronthaul quantization strategies at the BBU as well as analog radio-frequency (RF) beamforming at the RRHs is a coupled problem since the effect of the quantization noise at the receiver depends on the precoding matrices. The resulting joint optimization problem is examined with the goal of maximizing the weighted downlink sum-rate and the network energy efficiency. Fronthaul capacity and per-RRH power constraints are enforced along with constant modulus constraint on the RF beamforming matrices. For the case of perfect CSI, a block coordinate descent scheme is proposed based on the weighted minimum-mean-square-error approach by relaxing the constant modulus constraint of the analog beamformer. Also, we present the impact of imperfect CSI on the weighted sum-rate and network energy efficiency performance, and the algorithm is extended by applying the sample average approximation. The numerical results confirm the effectiveness of the proposed scheme and show that the proposed algorithm is robust to estimation errors.
KW - Cloud-RAN
KW - fronthaul compression
KW - hybrid beamforming
KW - imperfect CSI
KW - massive MIMO
UR - https://www.scopus.com/pages/publications/85067581649
U2 - 10.1109/TCOMM.2019.2903142
DO - 10.1109/TCOMM.2019.2903142
M3 - Article
SN - 0090-6778
VL - 67
SP - 4423
EP - 4434
JO - IEEE Transactions on Communications
JF - IEEE Transactions on Communications
IS - 6
M1 - 8660693
ER -